Analyst Financial Advisers And Intermediaries Department
Pretoria, Gauteng, South Africa
Job Description
Purpose of the Job:To assist the department in ensuring that the approved authorised Financial Services Providers (FSPs) and their Compliance Officers complies with the Financial Advisory and Intermediary Services (FAIS) legislation. The person appointed to this position will report to the Manager.Key Performance Areas:
- Monitor compliance with legislation to ensure sound and efficient Financial Services Providers and the protection of consumers;
- Analyse annual financial statements of Financial Services Providers to ensure that proper reporting standards and procedures have been followed;
- Analyse compliance reports of Financial Services Providers;
- Identify and report trends in the financial services sector with possible impact on the FSCAs regulatory objectives;
- Identify financial risks based on analysis of financial statements and any other financial information;
- Perform on site visits in terms of risk based supervision approach;
- Liaison with Financial Services Providers; and
- Perform administrative or other activities relating to the regulation framework.
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Job Detail
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Job IdJD1353219
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationPretoria, Gauteng, South Africa
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EducationNot mentioned