Roles and Responsibilities
Role Summary:
The purpose of the role is to ensure that the company remains compliant with relevant legislation and compliance requirements by assessing and mitigating significant competitive, regulatory, and technological threat to company.
The Compliance Manager acts as the primary liaison and owner for all risk related due diligence, execution, and support, working in parallel with all departments and Compliance toward ensuring that the company is operating safely.Working nature and Hours:
In office, Monday Fridays 8:00 am 16:00 pm with 1 hour lunch break included.
Due to the nature of the business, it is required that you avail yourself to clients / urgent matters outside of these hoursRequirements:
NQF 5 (Wealth Management or Equivalent)
5 - 7 Years Experience of Risk and Compliance experience within the Financial Services Sector
Knowledge of Financial Services Industry & Financial products risk, insurance, investment, medical aid, and fiduciary
Knowledge of Investment products structured investments, model portfolios, share portfolios, unit trusts, private equity and debtJob description (Not limited to):
ExecutivePlacements.com
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