Compliance Officer Cat 2

Midrand, Johannesburg, South Africa

Job Description


Minimum requirements:

  • Relevant qualification such as B Com Law or equivalent
  • Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification
  • 3 - 5 years compliance experience in the financial services industry
  • Knowledge of FICA, FAIS and relevant legislation, regulations and rules
  • Relevant knowledge, skills and corporate compliance experience
  • Relevant experience working with Financial Advisers / Financial Planners
  • Computer literate in MS Office
Competencies required:
  • Interpersonal, communication and report writing skills
  • Ability to work independently and as part of team
  • Ability to operate in a high-performance environment at different levels
  • Client relationship building skills.

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Job Detail

  • Job Id
    JD1319200
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Midrand, Johannesburg, South Africa
  • Education
    Not mentioned