Job Description

Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the MI business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the organisation.The position shall further provide assurance that company policies and procedures are being complied with and that the organisation meets the regulatory and company''s own standards and ensure that compliance support is aligned to business strategy.Responsibilities and work outputsImplement and manage an effective compliance program through the development and management of risk and compliance plans.Develop and review company policies including effective implementation of policies and guidelinesAdvise management on the companys compliance with laws and regulations through detailed reports.Create and manage effective action plans in response to audit discoveries and compliance violations.Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.Tracking and monitoring of key risk indicators, controls and action plans.Assess company operations to determine compliance risk.Conduct research on compliance related topicsDevelop training materials and assist with training to ensure all employees are educated on the latest regulations and processes.Assist in compiling risk and compliance reportsCollaborate with other leaders on cross-functional initiatives that focus on the mitigation of compliance risks.Work with external partners such as Internal Audit to endure the effectiveness of the compliance functionAssist in innovate the Compliance program and function and identify improvements to existing processes and plans.Provide guidance to business and assist with implementation of compliance policies and projects.Drafting and compiling regulatory submissions.Experience and QualificationsQualifications:LLB, Legal or Compliance qualification.Successfully passed the Key Individual Regulatory Examination 1 as required by the FSCA for Licensed Compliance OfficersPhase I Approved - Category I FAIS Licensed Compliance Officer would be advantageousPost Graduate Diploma in Compliance Management would be advantageousRisk Qualifications will also be an advantageExperienceAt least 5 years Compliance experience in the financial services industry2nd line compliance experienceExperience that will be advantageous:Combined assurance planning and execution1st line compliance experienceRegulatory Complaints HandlingLocation : CenturionPlease email all CV''s to

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