Job Description

POSITION SUMMARYTo effectively deliver quality compliance and risk management service to our clients at a regional level, adhere to the compliance requirements as dictated by the FSCA, market all services to the existing Masthead client base and assist with other regional compliance, risk management, implementation, and sales projects where necessary.Please note only applicants who meet these requirements will be considered for this position.MINIMUM REQUIREMENTS QUALIFICATIONS & WORK EXPERIENCE

• A Legal / Accounting / Financial degree or an FSCA (FSB) recognised qualification.
• Registered Category I Compliance Officer with the FSCA (Not Compulsory).
• Minimum 3 years experience in compliance or risk management within the financial services industry.
• A valid drivers licence.

Please note only applicants who meet these requirements will be considered for this position.COMPLIANCE DUTY AND RESPONSIBILITY

• Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
• Fulfil compliance function required in terms of FAIS, FICA and other applicable legislation and business requirements.
• Establish a culture of compliance and provide a compliance risk framework to clients.
• Assist clients to achieve the TCF outcomes.
• Perform all functions to the standard and deadlines set by the Regional Manager.
• Provide clients with high-quality, personalised and substantive reports.
• Include clients in compliance processes and provide post-monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients.
• Sourcing and signing up of new clients.

COMPETENCIES AND SKILLS

• A good working knowledge of compliance legislation, namely FAIS and FICA.
• Understanding and knowledge of risk management principles.
• Exceptional verbal and written communication skills.
• Ability to work under pressure, independently, and as part of a team.
• Proficient presentation skills.

Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions.Should you receive no correspondence within two weeks of the closing date of this job advert, please consider your application unsuccessful.

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