Job Description

A leading financial services provider dedicated to delivering innovative solutions to their clients is looking for a Compliance Specialist to join their highly motivated team in Johannesburg, Gauteng.As a Compliance Specialist you will oversee and ensure compliance with regulatory requirements, with a particular focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act. The ideal candidate needs to have a deep understanding of the regulatory landscape and a proven track record in implementing and managing compliance programs in the financial services sector.Duties and responsibilities include:

• Monitor and ensure adherence to all relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
• Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
• Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
• Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
• Ensure compliance with regulations governing pension funds and related investment activities.
• Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
• Provide training and guidance to staff on compliance-related matters and industry regulations.
• Prepare and submit required regulatory reports and documentation in a timely and accurate manner.

Requirements:

• B.Com in Law/ LLB degree
• Diploma/ Certification in Compliance management (advantageous)
• Minimum 5 - 6 years of experience in compliance management in the financial services sector
• FAIS experience required
• Experience with employee benefits and pension funds (advantageous)
• Excellent communication and report writing skills

Apply now:If you are interested in this opportunity, please apply directly. For more finance jobs, please visit:If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.
For more information contact:Cayle MbotoFor more information please contact:Cayle Mboto

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