Compliance Specialist

Johannesburg, Gauteng, South Africa

Job Description


A leading financial services provider dedicated to delivering innovative solutions to their clients is looking for a Compliance Specialist to join their highly motivated team.As a Compliance Specialist you will oversee and ensure compliance with regulatory requirements, with a particular focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.The ideal candidate needs to have a deep understanding of the regulatory landscape and a proven track record in implementing and managing compliance programs in the financial services sector.Duties and responsibilities include:

  • Monitor and ensure adherence to all relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
  • Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
  • Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
  • Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
  • Ensure compliance with regulations governing pension funds and related investment activities.
  • Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
  • Provide training and guidance to staff on compliance-related matters and industry regulations.
  • Prepare and submit required regulatory reports and documentation in a timely and accurate manner.
Requirements:
  • Com in Law/ LLB degree
  • Diploma/ Certification in Compliance management (advantageous)
  • Minimum 5 - 6 years of experience in compliance management in the financial services sector
  • FAIS experience required
  • Experience with employee benefits and pension funds (advantageous)
  • Excellent communication and report writing skill
Apply now:If you are interested in this opportunity, please apply directly. For more finance jobs, please visit:If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.For more information please contact:Khanyisile Malongete

Network Recruitment

Beware of fraud agents! do not pay money to get a job

MNCJobs.co.za will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Job Detail

  • Job Id
    JD1351906
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Johannesburg, Gauteng, South Africa
  • Education
    Not mentioned