Senior Analyst Supervision: Investment Providers

Pretoria, Gauteng, South Africa
FINANCIAL SECTOR CONDUCT AUTHORITY
25 Current Jobs Openings
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Job Description


Purpose of the Job:To assist in the management and supervision of the activities of the Alternative Investment industry and to monitor Alternative Investment compliance with the provisions of the applicable Alternative Investment legislation within the framework of the objectives of the department. The person appointed to this position will report to the Manager.Key Performance Areas:

  • Monitor compliance with legislation to ensure sound and efficient Financial Services Providers and the protection of consumers;
  • Analyse financial statements and other statutory reports of Financial Services Providers;
  • Ensure that following a thorough analysis, matters are referred for regulatory actions where applicable;
  • Assist Manager with theme work and conduct research in terms of risk base supervision approach;
  • Identify and report trends in the financial services sector with possible impact on the FSCAxe2x80x99s regulatory objectives;
  • Take part in the implementation of a Conduct Risk Framework as part of supervision and monitoring;
  • Perform onsite inspection in terms of risk-based supervision approach;
  • Assist junior staff with planning and performance on onsite inspection;
  • Liaison with Financial Services Providers; and
  • Perform administrative or other activities relating to the regulation framework.
Other Key Competencies:The candidate must demonstrate the following skills and attributes: Problem solving, judgement, oral and written communication, decision making; good interpersonal skills; the ability to work in a team and resolve queries; good mentoring abilities, emotional intelligence, and good customer relations. Knowledge of workflow systems will be a strong recommendation. Good computer skills (MS Office).FSCA is committed towards increasing the representation of marginalised groups in line with its Employment Equity Plan. Persons with disabilities are encouraged to apply.Please note that correspondence and communication will only be conducted with short listed candidates and that the FSCA reserves the right not to appoint if a suitable candidate is not identified.An LLB or B Com or B Tech degree with Accounting as major with at least 3 years relevant experience of financial services industry or compliance management. The candidate must have a good knowledge and exposure to the financial sector, a good understanding of the FAIS Act of 2002. Good knowledge and/or experience of the FAIS regulatory framework and understanding of the insurance or banking industry is essential.

Financial Sector Conduct Authority

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Job Detail

  • Job Id
    JD1337379
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Pretoria, Gauteng, South Africa
  • Education
    Not mentioned
 
 
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